-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PFBdlHz4Tb8QaK34dyCIpUFSJACPyO18Rm1UdUbYkiot3Ukyxc3CKJNJd/vu4IC/ TEGpXN6oAl0G7rYiAzc3qw== 0000897069-02-000137.txt : 20020414 0000897069-02-000137.hdr.sgml : 20020414 ACCESSION NUMBER: 0000897069-02-000137 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020213 GROUP MEMBERS: DG-LDJ HOLDINGS, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARCUS CORP CENTRAL INDEX KEY: 0000062234 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 391139844 STATE OF INCORPORATION: WI FISCAL YEAR END: 0527 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-13673 FILM NUMBER: 02541291 BUSINESS ADDRESS: STREET 1: 250 EAST WISCONSIN AVE STREET 2: SUITE 1700 CITY: MILWAUKEE STATE: WI ZIP: 53202-4220 BUSINESS PHONE: 4142726020 MAIL ADDRESS: STREET 1: 250 EAST WISCONSIN AVENUE STREET 2: STE 1700 CITY: MILWAUKEE STATE: WI ZIP: 53202-4220 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GERSHOWITZ DIANE M CENTRAL INDEX KEY: 0000917705 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 250 EAST WISCONSIN AVENUE STREET 2: SUITE 1700 CITY: MILWAUKEE STATE: WI ZIP: 53202-4220 BUSINESS PHONE: 4142726020 SC 13G/A 1 pdm244a.txt SCHEDULE 13G, A-23 ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden Hours per response . . . . . .14.9 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 23)* THE MARCUS CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $1.00 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 566330 10 6 ------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 7 Pages ================================================================================ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Diane M. Gershowitz - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (SEE INSTRUCTIONS) (b)[ ] Not Applicable - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,819,290 (see footnote 1) ------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 973,751 ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 1,819,290 (see footnote 1) ----------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 4,029,580 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,848,870 (see footnote 1) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN [ ] SHARES (SEE INSTRUCTIONS) N/A - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN ================================================================================ 1 Includes 1,569,300 shares beneficially owned by DG-LDJ Holdings, L.L.C.; the undersigned holds 100% of the membership units of DG-LDJ Holdings, L.L.C. Page 2 of 7 Pages ================================================================================ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) DG-LDJ Holdings, L.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (SEE INSTRUCTIONS) (b)[ ] Not Applicable - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,569,300 ------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 1,569,300 ----------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,569,300 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN [ ] SHARES (SEE INSTRUCTIONS) N/A - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO ================================================================================ Page 3 of 7 Pages This Amendment No. 23 to Schedule 13G with regard to The Marcus Corporation is being filed on behalf of the undersigned to amend Items 2(a)-(c) and 4 of the originally filed Schedule 13G. Except as expressly stated herein, there have been no material changes in the information set forth in the Schedule 13G. Item 2(a). Name of Person Filing: - --------- --------------------- The filers of this Schedule 13G are: (i) Diane Marcus Gershowitz and (ii) DG-LDJ Holdings, L.L.C. Diane Marcus Gershowitz holds 100% of the membership units of DG-LDJ Holdings, L.L.C. Attached as Exhibit 1 hereto is an agreement between Diane Marcus Gershowitz and DG-LDJ Holdings, L.L.C. that this Schedule 13G is filed on behalf of each of them. Item 2(b). Address of Principal Business Office or, if none, Residence: - --------- ----------------------------------------------------------- (For each of Diane Marcus Gershowitz and DG-LDJ Holdings, L.L.C.) c/o The Marcus Corporation 250 East Wisconsin Avenue, Suite 1700 Milwaukee, Wisconsin 53202 Item 2(c). Citizenship: - --------- ----------- Diane Marcus Gershowitz is a United States citizen. DG-LDJ Holdings, L.L.C. is a Delaware limited liability company. Item 4. Ownership: - ------ --------- Diane Marcus Gershowitz ----------------------- (a) Amount Beneficially Owned: 5,848,870 (b) Percent of Class: 20.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,819,290 (ii) shared power to vote or to direct the vote: 973,751 (iii) sole power to dispose or to direct the disposition of: 1,819,290 (iv) shared power to dispose or to direct the disposition of: 4,029,580 Page 4 of 7 Pages The undersigned currently has the right to acquire upon the exercise of stock options granted by The Marcus Corporation under its stock option plan 6,875 shares of Common Stock and 76,081 shares of Common Stock are held individually by the undersigned. The remaining reported beneficial ownership of Common Stock results from the beneficial ownership of shares of Class B Common Stock, which are convertible at any time into Common Stock on a share-for-share basis. The percentage of class figure assumes conversion of all outstanding shares of Class B Common Stock into shares of Common Stock. Ms. Gershowitz's beneficial ownership consists of: (i) 6,875 shares of Common Stock which Ms. Gershowitz has the right to acquire upon the exercise of stock options; (ii) 76,081 shares of Common Stock held individually by Ms. Gershowitz; (iii) 167,034 shares of Class B Common Stock held individually by Ms. Gershowitz; (iv) 1,569,300 shares of Class B Common Stock held by DG-LDJ Holdings, L.L.C., of which Ms. Gershowitz holds 100% of the membership units; (v) 900 shares of Class B Common Stock held individually by Ms. Gershowitz's husband; (vi) 972,851 shares of Class B Common Stock held by trusts whereby Ms. Gershowitz serves as Trustee; and (vii) 3,055,829 shares of Class B Common Stock held by trusts whereby Ms. Gershowitz and her brother, Stephen H. Marcus, serve as Co-Trustees. The trusts and Mr. Gershowitz, for shares held individually, each have the right to receive dividends and proceeds from the sale of securities held thereby. Page 5 of 7 Pages DG-LDJ Holdings, L.L.C. ----------------------- (a) Amount Beneficially Owned: 1,569,300 (b) Percent of Class: 5.4% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,569,300 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 1,569,300 (iv) shared power to dispose or to direct the disposition of: 0 SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 2002 /s/ Diane Marcus Gershowitz - ----------------------------------------- Diane Marcus Gershowitz DG-LDJ HOLDINGS, L.L.C. By: /s/ Diane Marcus Gershowitz -------------------------------------- Diane Marcus Gershowitz Manager Page 6 of 7 Pages EX-99.1 3 pdm244b.txt JOINT AGREEMENT Exhibit 1 --------- AGREEMENT --------- AGREEMENT dated as of February 9, 2002, by and between Diane Marcus Gershowitz and DG-LDJ Holdings, L.L.C., a Delaware limited liability company ("DG-LDJ"). WHEREAS, in accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934 (the "Act"), only one such statement need be filed whenever two or more persons are required to file a statement pursuant to Section 13(d) of the Act with respect to the same securities, provided that said persons agree in writing that such statement is filed on behalf of each of them. NOW, THEREFORE, in consideration of the premises and mutual agreements herein contained, the parties hereto agree as follows: Each of Diane Marcus Gershowitz and DG-LDJ hereby agree, in accordance with Rule 13d-1(k) under the Act, to file one Statement on Schedule 13G relating to their ownership of the stock of The Marcus Corporation and hereby further agree that said Statement shall be filed on behalf of each of Diane Marcus Gershowitz and DG-LDJ. Nothing herein shall be deemed to be an admission that the parties hereto, or any of them are members of a "group" (within the meaning of Section 13(d) of the Act and the rules promulgated thereunder) with respect to any securities of The Marcus Corporation. IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first written above. /s/ Diane Marcus Gershowitz ---------------------------------------- Diane Marcus Gershowitz DG-LDJ HOLDINGS, L.L.C. By: /s/ Diane Marcus Gershowitz ------------------------------------- Diane Marcus Gershowitz Manager Page 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----